About

University Compliance Services Team

Leo Barnes, JD, Chief Compliance Officer
Krista Anderson, Associate Vice President and Title IX Coordinator
Jaime Davis, Deputy Compliance Officer and Training Program Manager
Betty Brooks, Deputy Compliance Officer and Policy Program Manager
Jason Garcia, Deputy Compliance Officer
Roxanne King, Clery Program Manager
Breall Baccus, Title IX Confidential Advocate and Prevention Coordinator
Maggie Campbell, Title IX Deputy and Education Coordinator
Rebecca Knape, Assistant to the Title IX Coordinator and Chief Compliance Officer

Compliance and Ethics Program

The purpose of the University of Texas at Austin Compliance and Ethics Program (CEP) is to promote and support a working environment which reflects the University’s commitment to maintaining the highest level of integrity and ethical standards in the conduct of its operations. Towards this end, the CEP will include programs and practices designed to nurture and preserve the University’s culture of respect and honesty while building compliance and ethics consciousness into the daily activities of its faculty and staff.

Hotlines

If you are concerned with the immediate safety of yourself or others, please dial 911.

Compliance and Ethics:

Behavior Concerns Advice Line (BCAL): (512) 232-5050
Environmental Health & Safety: (512) 471-3511
Fraud Hotline: (512) 471-7117
University Police (UTPD): (512) 471-4441
State Auditor’s Hotline: 1-800-TX-AUDIT (1-800-892-8348)

References and Resources

The following list may be useful resources and references as you navigate your way through compliance and ethics issues in the workplace.

University of Texas at Austin

Internal Audits
Athletics Compliance Services and Risk Management
Campus Climate Response Team (CCRT)
Vice President for Legal Affairs (General Counsel)

University of Texas System

The University of Texas System-wide Compliance Program
The University of Texas System Policy Library
The University of Texas System Ethics

Professional Organizations

National Association of College and University Attorneys (NACUA)
National Council of University Research Administrators (NCURA)
Society of Corporate Compliance and Ethics (SCCE)
National Association of College and University Business Officers (NACUBO)
Association of College and University Auditors (ACUA)

References

Ethics and Conflicts of Interest (financial)
Financial Conflict of Interest (research)
Individual Conflicts of Interest
Handbook of Operating Procedures (HOP)
Notice of Non-discrimination on the Basis of Gender
Regents’ Rules and Regulations
Standards of Conduct and Political Activities (Ethics Statement)
Rule 20401: Audit and Compliance Programs

Reports